Rocade LLC (“Rocade”) chooses how it shares your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

Collection of Information

Rocade collects your personal information when you invest in a product managed by the firm and complete account opening documents for an investment management agreement or a fund subscription form. We may also collect your personal information from credit bureaus and other forms completed by you.

What Information is Collected

The types of personal information we collect depend on the products or services you have with us. This information may include but is not limited to your: social security number, address, email address, age, home/cell phone numbers, assets, income information, and your net worth.

What We Do With Your Information

All financial companies need to share customers’ personal information to run their everyday business. In the sections below, we list the reasons financial companies can share their customers’ personal information; the reasons Rocade chooses to share; and whether you can limit this sharing. ROCADE may share your personal information for everyday business purposes, such as to process your transactions, maintain your account(s), respond to court orders, subpoenas, legal investigations, and regulatory inquiries. Additionally, the firm may
use your personal information to offer our products and services to you. We may also provide your personal information to our third party vendors to process transactions on your behalf or to address other issues related to your account.

Security of Client Information

To protect your personal information from unauthorized access and use, Rocade restricts access to your personal information to those employees and third party vendors who must have the information to provide products and services to you. Additionally, Rocade maintains physical, electronic, and procedural safeguards that protect your personal information. Rocade’s agreements with third party vendors require that they respect the confidentially of your nonpublic personal information.

Can Client Limit All Sharing of Information

Federal and state laws give you the right to limit sharing of your information about your credit- worthiness with our affiliates; and affiliates and non-affiliates from using your information to market to you. We do not collect customer credit information.